-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IrAAVitLAb/cj/kT5aIs6mMf/dWGMbuCH/I0a8PF52L2l3ljSEiMWNfH8oQKbYmm g0G0OFBlXyAFEm+CCHEa4Q== 0000910680-01-000122.txt : 20010223 0000910680-01-000122.hdr.sgml : 20010223 ACCESSION NUMBER: 0000910680-01-000122 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010214 GROUP MEMBERS: BAZLEN JAMES GROUP MEMBERS: THE CARMEL TRUST GROUP MEMBERS: TRANSATLANTIC FINANCE, LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CSK AUTO CORP CENTRAL INDEX KEY: 0001051848 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 860765798 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-55039 FILM NUMBER: 1543950 BUSINESS ADDRESS: STREET 1: 645 E MISSOURI AVENUE CITY: PHOENIX STATE: AZ ZIP: 85012 BUSINESS PHONE: 6022659200 MAIL ADDRESS: STREET 1: 645 E MISSOURI AVENUE CITY: PHOENIX STATE: AZ ZIP: 85012 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAZLEN JAMES CENTRAL INDEX KEY: 0001079227 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O CSK AUTO CORP STREET 2: SUITE 400 645 E MISSOURI AVENUE CITY: PHOENIX STATE: AZ ZIP: 85012 BUSINESS PHONE: 6022659200 MAIL ADDRESS: STREET 1: C/O CSK AUTO CORP STREET 2: SUITE 400 645 E MISSOURI AVENUE CITY: PHOENIX STATE: AZ ZIP: 85012 SC 13G/A 1 0001.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13-d-2(b) (Amendment No.1) CSK Auto Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 125965 10 3 --------------------------------------------- (CUSIP Number) December 31, 2000 --------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [x] Rule 13d-1(d) 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 the ( the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 13G - -------------------------------------------------------------------------------- CUSIP No. 125965 10 3 Page 2 of 11 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - -------------------------------------------------------------------------------- The Carmel Trust 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Governed by the laws of Canada - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY ---------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 5,641,967 REPORTING ---------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 0 ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 5,641,967 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,641,967 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [x] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 13G - -------------------------------------------------------------------------------- CUSIP No. 125965 10 3 Page 3 of 11 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Transatlantic Investments, LLC (f/k/a Transatlantic Finance, Ltd.) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY ---------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 544,685 REPORTING ---------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 0 ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 544,685 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 544,685 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [x] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 13G - -------------------------------------------------------------------------------- CUSIP No. 125965 10 3 Page 4 of 11 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Glenellen Investment Co. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY ---------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 4,600,000 REPORTING ---------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 0 ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 4,600,000 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,600,000 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [x] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 16.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 13G - -------------------------------------------------------------------------------- CUSIP No. 125965 10 3 Page 5 of 11 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James Bazlen - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY ---------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 603,694 REPORTING ---------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 0 ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 603,694 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 603,694 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [x] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 13G - -------------------------------------------------------------------------------- CUSIP No. 125965 10 3 Page 6 of 11 Pages - -------------------------------------------------------------------------------- Item 1(a) Name of Issuer: CSK Auto Corporation. Item 1(b) Address of Issuer's Principal Executive Offices: 645 E. Missouri Avenue Phoenix, AZ 85012. Item 2(a) Name of Persons Filing: (i) The Carmel Trust ("Carmel"); (ii) Transatlantic Investments, LLC (f/k/a Transatlantic Finance, Ltd. ("Transatlantic"); (iii) Glenellen Investment Co. ("Glenellen"); and (iv) James Bazlen ("Bazlen"). Item 2(b) Address of Principal Business Office or, if none, Residence: (i) With respect to Carmel: c/o Skadden, Arps, Slate, Meagher & Flom 333 West Wacker Drive Chicago, IL 60606; (ii) With respect to Transatlantic: c/o TG Services, Inc. P.O. Box 186 East Brunswick, New Jersey 08816; (iii) With respect to Glenellen: c/o Skadden, Arps, Slate, Meagher & Flom 333 West Wacker Drive Chicago, IL 60606; and (iv) With respect to Bazlen: c/o CSK Auto Corporation 645 E. Missouri Avenue Phoenix, Arizona 85012. 13G - -------------------------------------------------------------------------------- CUSIP No. 125965 10 3 Page 7 of 11 Pages - -------------------------------------------------------------------------------- Item 2(c) Citizenship: With respect to each reporting person listed in Item 2(a) above, see Item 4 on the second part of the cover page for such reporting person. Item 2(d) Title of Class of Securities: Common Stock, $.01 par value per share. Item 2(e) CUSIP Number: 125965 10 3. Item 3 Statements filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c): Not applicable. Item 4 Ownership. (a) Amount Beneficially Owned as of December 31, 1998: With respect to each reporting person listed in Item 2(a) above, see Item 9 on the second part of the cover page for such reporting person. With respect to Carmel, the amount indicated in Items 6, 8 and 9 includes all of the shares of Common Stock owned by Transatlantic, a limited liability company wholly owned by Carmel and Glenellen, another corporation wholly owned by Carmel. With respect to Bazlen, the amount indicated includes 259,857 shares of Common Stock in the registered name of JAB Trust, a family trust and 2,000 shares owned by his children. (b) Percent of Class: With respect to each reporting person listed in Item 2(a) above, see Item 11 on the second page of the cover page for such reporting person. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: With respect to each reporting person listed in Item 2(a) above, see Item 5 on the second part of the cover page for such reporting person. (ii) shared power to vote or to direct the vote: With respect to each reporting person listed in Item 2(a) above, see Item 6 on the second part of the cover page for such reporting person. 13G - -------------------------------------------------------------------------------- CUSIP No. 125965 10 3 Page 8 of 11 Pages - -------------------------------------------------------------------------------- (iii) sole power to dispose or to direct the disposition of: With respect to each reporting person listed in Item 2(a) above, see Item 7 on the second part of the cover page for such reporting person. (iv) shared power to dispose or to direct the disposition of: With respect to each reporting person listed in Item 2(a) above, see Item 8 on the second part of the cover page for such reporting person. Item 5 Ownership of Five Percent or Less of a Class. Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8 Identification and Classification of Members of the Group. Each reporting person signatory hereto (each a "Party" and collectively the "Parties") and each of the other persons listed on Exhibit 1.1 hereto is a party to a certain stockholders' agreement (the "Stockholders' Agreement"). The parties to the Stockholders' Agreement collectively hold 11,932,788 shares of Common Stock or 43% of the Common Stock issued and outstanding. As the Parties have agreed to vote with respect to certain matters as set forth in the Stockholders' Agreement, the Parties may be deemed to be a group within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, and thus each Party may be deemed to beneficially own all shares of Common Stock beneficially owned by the other Parties. The filing of this Schedule 13G shall not be deemed to be an admission that any of the reporting persons beneficially owns any shares of Common Stock beneficially owned by any other Party nor an admission that the reporting persons or any other person listed on Exhibit 1.1 hereto are members of a group. Item 9 Notice of Dissolution of Group. Not applicable. Item 10 Certifications. Not applicable. 13G - -------------------------------------------------------------------------------- CUSIP No. 125965 10 3 Page 9 of 11 Pages - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of its or his knowledge and belief, each of the undersigned certifies that the information set forth in this statement with respect to it or him is true, complete and correct. Dated as of February 14, 2001. THE CARMEL TRUST By: Chiltern Trustees Limited as Trustee of The Carmel Trust By: /s/ CG Malet de Carteret ------------------------------------ Name: CG Malet de Carteret Title: Managing Director TRANSATLANTIC INVESTMENTS, LLC (f/k/a TRANSATLANTIC FINANCE, LTD.) By: /s/ James M. Lieb ------------------------------------ Name: James M. Lieb Title: Executive Vice President GLENELLEN INVESTMENT CO. By: /s/ Robert Smith ------------------------------------ Name: Robert Smith Title: Chairman /s/ James Bazlen ------------------------------------ James Bazlen 13G - -------------------------------------------------------------------------------- CUSIP No. 125965 10 3 Page 10 of 11 Pages - -------------------------------------------------------------------------------- EXHIBIT INDEX Exhibit Number Description ------- ----------- 1.1 Identity of Parties to the Stockholders' Agreement. EX-1.1 2 0002.txt IDENTITY OF PARTIES EXHIBIT 1.1 IDENTITY OF PARTIES TO THE STOCKHOLDERS' AGREEMENT --------------------------- CSK Auto Corporation CSK Auto, Inc. Ballet Limited Denary Limited Gleam Limited Highlands Limited Noble Limited Outrigger Limited Quill Limited Radial Limited Shoreline Limited Zinnia Limited South Bay Limited Investcorp Investment Equity Limited Investcorp CSK Holdings, L.P. Equity CSKA Limited Equity CSKB Limited Equity CSKC Limited Auto Equity Limited Auto Investments Limited Auto Parts Limited New CSK Equity Limited CSK Equity Limited CSK International Limited CSK Investments Limited Chase Bank (C.I.) Nominees Limited Maynard Jenkins Chiltern Trustees Limited, as Trustee for The Carmel Trust Transatlantic Investments, LLC (f/k/a Transatlantic Finance, Ltd.) James Bazlen The JAB Trust Glenellen Investment Co. -----END PRIVACY-ENHANCED MESSAGE-----